Clint Corrie to Join Upcoming Webcast on Broker-Dealer Regulation
(January 29, 2019) – Dallas Partner Clint A. Corrie will join a panel of speakers at an upcoming webcast hosted by the Knowledge Group on February 20 from 12:00 pm – 2:00 pm ET. The webcast, titled “Trends, Developments and Updates in the Broker-Dealer Regulation: What to Expect in 2019 and Beyond Live Webcast,” will discuss the changes and new rules that broker-dealers will be faced with in the new year.
Speakers will also cover key issues such as: high risk brokers and supervisory issues, best execution and fixed income mark-up, cybersecurity, and exam priorities. This webcast can benefit investors, broker-dealers, financial/ investment advisers, securities lawyers, and other related professionals.
The Knowledge Group is a leading provider of Continuing Legal Education, CLE, for lawyers, Continuing Professional Education, CPE, for accountants and a variety of other types of continuing education for other professions.
Mr. Corrie is a member of Lewis Brisbois’ Complex Business & Commercial Litigation Practice, and focuses on banking, securities litigation, and arbitrations before FINRA panels. He also has experience in professional liability matters and coverage involving financial institution bonds.